Compliance Manager Jobs in Pickering, ON
Compliance Officer, Business Integrity
- Questrade Financial Group
- North York, ON (17 miles from Pickering, ON)
- 2 days ago
- North York, ON (17 miles from Pickering, ON)
- 2 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...
Hybrid- Collabera
- Toronto, ON (18 miles from Pickering, ON)
- 3 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 3 days ago
manager compliance officer regulatory compliance trade floor surveillance trade floor supervision trade floor advisory compliance advisory director of compliance CORM CORM Program Compliance Manager...
In PersonCompliance Manager - Complaints & Investigations
- Transamerica
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging...
HybridSenior Compliance Officer, Canadian Personal & Business Banking Compliance
- Bank of Montreal
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
Application Deadline: 01/20/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of the Canadian Personal and...
In Person Part TimeCompliance Manager - Branch Review Team
- RBC Royal Bank
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational...
In PersonSenior Manager, Compliance Testing - Canadian Banking & Wealth Management
- ScotiaBank
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 6 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
In PersonSenior Compliance Officer, Complaints & Sales Practices, Canadian Personal & Business Banking
- Bank of Montreal
- Toronto, ON (18 miles from Pickering, ON)
- 12 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 12 days ago
Application Deadline: 01/16/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of an enterprise compliance...
In Person Part TimeSenior Compliance Officer, Asset Management: Investments and Trade Operations
- CIBC
- Toronto, ON (18 miles from Pickering, ON)
- 18 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 18 days ago
To learn more about CIBC, please visit CIBC.com What you'll be doing As a member of the Commercial Banking and Wealth Management Compliance (CBWMC) team, the Senior Compliance Officer, Asset Management...
Hybrid- Manulife
- Toronto, ON (18 miles from Pickering, ON)
- 19 days ago
- Toronto, ON (18 miles from Pickering, ON)
- 19 days ago
The Compliance Director, Canada Retirement, plays a critical leadership role in supporting the compliance oversight of retirement products and services across Canada. This role is responsible for...
In PersonInternal Audit Sr. Manager - Compliance
- RBC Royal Bank
- Toronto, ON (18 miles from Pickering, ON)
- 30+ days ago
- Toronto, ON (18 miles from Pickering, ON)
- 30+ days ago
Job Description What's the opportunity? The Senior Manager Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. As a subject matter expert in...
In PersonSenior Manager, Compliance Advisory
- Rogers Communications Inc
- Toronto, ON (18 miles from Pickering, ON)
- 30+ days ago
- Toronto, ON (18 miles from Pickering, ON)
- 30+ days ago
Looking to join a growing financial services team? Rogers Bank, a subsidiary of Canada's leading wireless, cable and media company, is expanding and seeking passionate individuals to develop and...
In Person Full TimeSenior Manager, Compliance Program Management
- Wealthsimple
- Toronto, ON (18 miles from Pickering, ON)
- 45+ days ago
- Toronto, ON (18 miles from Pickering, ON)
- 45+ days ago
Your career is an investment that grows over time! Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart...
In PersonPE Compliance and Reporting Manager
- RBC Royal Bank
- Toronto, ON (18 miles from Pickering, ON)
- 60+ days ago
- Toronto, ON (18 miles from Pickering, ON)
- 60+ days ago
Job Description WHAT IS THIS OPPORTUNITY? Assist with evaluating, scheduling, executing, and managing assigned risk control tasks related to the application codes supported by CMTC. Ensuring...
In PersonManager, Compliance Testing (4002)
- TD Bank
- Toronto, ON (18 miles from Pickering, ON)
- 60+ days ago
- Toronto, ON (18 miles from Pickering, ON)
- 60+ days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pickering, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pickering, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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