Compliance Manager Jobs in Westlake, OH
- Hospeco Brands Group
- Richmond Heights, OH (24 miles from Westlake, OH)
- 22 days ago
- Richmond Heights, OH (24 miles from Westlake, OH)
- 22 days ago
Company Overview: Hospeco Brand Groups (Tranzonic Companies) is thehubfor astrategic collectionof manufacturing and salescompaniesthat lead the way in multiple categories - from personal care and...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (12 miles from Westlake, OH)
- 22 days ago
- Cleveland, OH (12 miles from Westlake, OH)
- 22 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonPosition summary The Compliance Director is responsible for developing, implementing, and overseeing compliance programs to ensure that the company operates in accordance with all applicable laws,...
In PersonTechnical Governance, Risk, & Compliance Manager
- CBIZ, Inc.
- Cleveland, OH (12 miles from Westlake, OH)
- 90+ days ago
- Cleveland, OH (12 miles from Westlake, OH)
- 90+ days ago
#LI-MM2 #LI-Hybrid Essential Functions and Primary Duties Proactively manage IT staff that are responsible for all aspects of client and end user service Work hand-in-hand with business leads to...
HybridDemographic Data for Westlake, OH
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Word
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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