Compliance Manager Jobs in Sharon Center, OH
Retirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Richfield, OH (10 miles from Sharon Center, OH)
- 1 day ago
- Richfield, OH (10 miles from Sharon Center, OH)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonRegional Compliance Officer - Key Investment Services (KIS)
- KeyBank
- Brooklyn, OH (23 miles from Sharon Center, OH)
- 3 days ago
- Brooklyn, OH (23 miles from Sharon Center, OH)
- 3 days ago
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
In Person- KeyBank
- Brooklyn, OH (23 miles from Sharon Center, OH)
- 3 days ago
- Brooklyn, OH (23 miles from Sharon Center, OH)
- 3 days ago
The Senior Compliance Manager sits in the second of defense. Incumbents are known internally and externally as reliable, knowledgeable resource....
In PersonSr. Audit Manager Financial, Compliance & Operational Audits
- Digitive LLC
- Brecksville, OH (15 miles from Sharon Center, OH)
- 3 days ago
- Brecksville, OH (15 miles from Sharon Center, OH)
- 3 days ago
Job Title: Sr. Audit Manager Financial, Compliance & Operational Audits Location: HYBRID- Brecksville Ohio Contract: 11+ Months Job Description Senior Audit Manager will be responsible for...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Uniontown, OH (18 miles from Sharon Center, OH)
- 30+ days ago
- Uniontown, OH (18 miles from Sharon Center, OH)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's ( Wes Banco Securities Inc. ) risk and compliance management practices and programs....
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sharon Center, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sharon Center, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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