Compliance Manager Jobs in Brooklyn Heights, OH
Provider Compliance Coordinator
- Cuyahoga County Board of Developmental Disabilities
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 1 day ago
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 1 day ago
Provider Compliance Coordinator Cleveland, OH Job Details Full-time $56,385 - $90,215 a year 10 hours ago Benefits Mileage reimbursement Paid holidays Disability insurance Health insurance Dental...
HybridGovernance Risk and Compliance Director
- Sherwin Williams
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 7 days ago
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 7 days ago
The Director of Governance Risk and Compliance will manage and lead the in three key Enterprise Risk & Resilience (ER&R) programs: awareness and training, IT compliance and Privacy compliance....
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Richfield, OH (10 miles from Brooklyn Heights, OH)
- 9 days ago
- Richfield, OH (10 miles from Brooklyn Heights, OH)
- 9 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonRegional Compliance Officer - Key Investment Services (KIS)
- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 10 days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 10 days ago
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
In Person- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 10 days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 10 days ago
The Senior Compliance Manager sits in the second of defense. Incumbents are known internally and externally as reliable, knowledgeable resource....
In Person- Hospeco Brands Group
- Richmond Heights, OH (14 miles from Brooklyn Heights, OH)
- 45+ days ago
- Richmond Heights, OH (14 miles from Brooklyn Heights, OH)
- 45+ days ago
Company Overview: Hospeco Brand Groups (Tranzonic Companies) is thehubfor astrategic collectionof manufacturing and salescompaniesthat lead the way in multiple categories - from personal care and...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 45+ days ago
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 45+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonTechnical Governance, Risk, & Compliance Manager
- CBIZ, Inc.
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 90+ days ago
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 90+ days ago
#LI-MM2 #LI-Hybrid Essential Functions and Primary Duties Proactively manage IT staff that are responsible for all aspects of client and end user service Work hand-in-hand with business leads to...
HybridDemographic Data for Brooklyn Heights, OH
Moving to Brooklyn Heights, OH? Find some basic demographic data about Brooklyn Heights, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brooklyn Heights, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brooklyn Heights, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Risk Analysis
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Accounting
- Reporting
- Investigation
- Coaching
- Employee Development
- Policy Development
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Project Management
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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