Compliance Manager Jobs in Mint Hill, NC
Compliance Manager, Head of Workplace & Advisor Solutions Monitoring & Testing
- Vanguard
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 hours ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 hours ago
The Compliance Manager leads a team of crew members who examine business processes, products, and services to ensure compliance with Vanguard's regulatory obligations....
In PersonCompliance Manager - Credit Card Business Oversight
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM) a plus Customer Accountabilities: Proactively advises the business of new and changed Compliance regulatory and/or policy changes Formulates relevant and...
HybridCompliance Reporting Manager (US)
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $91,000 - $145,600 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonSenior Manager, Compliance Testing - Wealth Compliance
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 6 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 6 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 12 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 12 days ago
Senior Manager, Compliance Monitoring and Testing Program (US) TD Bank 4.1 ( ) Multiple Locations Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction...
In PersonSenior Manager, Compliance Validations (US) Senior Manager, Compliance Validations (US)
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 12 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 12 days ago
Senior Manager, Compliance Validations (US) TD Bank 4.1 ( ) Charlotte, NC Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in supportive...
In Person- Truist
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
Certified Regulatory Compliance Manager (CRCM) 5. Direct experience with trust and investment management business lines, whether in first, second or third line of defense....
In PersonSenior Manager, Compliance Validations (US)
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonSenior Manager, Compliance Monitoring and Testing Program (US)
- TD Bank
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 15 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- Coinbase
- Charlotte, NC (11 miles from Mint Hill, NC)
- 18 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 18 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In PersonDirector, Compliance & Third Party Oversight
- Trimont LLC
- Charlotte, NC (11 miles from Mint Hill, NC)
- 19 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 19 days ago
Grow: We work alongside the largest institutional lenders in the world, overseeing the most significant projects in the industry....
In Person- Ameriprise Financial
- Charlotte, NC (11 miles from Mint Hill, NC)
- 23 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 23 days ago
We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field...
In Person- Dentsply Sirona
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
More Results Regulatory Affairs Manager Employer Dentsply Sirona Location Charlotte, North Carolina, US Salary Competitive Closing date Dec 27, 2025 View more categories View less categories...
In PersonAssociate Manager, Compliance Charlotte, NC, USA
- Coinbase Global
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In Person- Advocate Aurora Health
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
Department: 10107 Enterprise Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Monday through Friday,...
RemoteDemographic Data for Mint Hill, NC
Moving to Mint Hill, NC? Find some basic demographic data about Mint Hill, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mint Hill, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mint Hill, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Risk Analysis
- Financial Services
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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