Compliance Manager Jobs in Matthews, NC
Senior Manager, Compliance Testing - Wealth Compliance
- TD Bank
- Charlotte, NC (13 miles from Matthews, NC)
- 4 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 4 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- TD Bank
- Charlotte, NC (13 miles from Matthews, NC)
- 10 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 10 days ago
Senior Manager, Compliance Monitoring and Testing Program (US) TD Bank 4.1 ( ) Multiple Locations Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction...
In PersonSenior Manager, Compliance Validations (US) Senior Manager, Compliance Validations (US)
- TD Bank
- Charlotte, NC (13 miles from Matthews, NC)
- 10 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 10 days ago
Senior Manager, Compliance Validations (US) TD Bank 4.1 ( ) Charlotte, NC Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in supportive...
In Person- Truist
- Charlotte, NC (13 miles from Matthews, NC)
- 12 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 12 days ago
Certified Regulatory Compliance Manager (CRCM) 5. Direct experience with trust and investment management business lines, whether in first, second or third line of defense....
In PersonSenior Manager, Compliance Validations (US)
- TD Bank
- Charlotte, NC (13 miles from Matthews, NC)
- 13 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 13 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonSenior Manager, Compliance Monitoring and Testing Program (US)
- TD Bank
- Charlotte, NC (13 miles from Matthews, NC)
- 13 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 13 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- Coinbase
- Charlotte, NC (13 miles from Matthews, NC)
- 16 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 16 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In PersonDirector, Compliance & Third Party Oversight
- Trimont LLC
- Charlotte, NC (13 miles from Matthews, NC)
- 17 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 17 days ago
Grow: We work alongside the largest institutional lenders in the world, overseeing the most significant projects in the industry....
In Person- Ameriprise Financial
- Charlotte, NC (13 miles from Matthews, NC)
- 21 days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 21 days ago
We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field...
In Person- Dentsply Sirona
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
More Results Regulatory Affairs Manager Employer Dentsply Sirona Location Charlotte, North Carolina, US Salary Competitive Closing date Dec 27, 2025 View more categories View less categories...
In PersonAssociate Manager, Compliance Charlotte, NC, USA
- Coinbase Global
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In Person- Advocate Aurora Health
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
Department: 10107 Enterprise Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Monday through Friday,...
Remote- Advocate Aurora Health
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 30+ days ago
Department: 10107 Advocate Aurora Health Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: N/A Pay Range...
Remote- CRC Group
- Charlotte, NC (13 miles from Matthews, NC)
- 45+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 45+ days ago
The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. If you have...
In Person- Asana Partners
- Charlotte, NC (13 miles from Matthews, NC)
- 45+ days ago
- Charlotte, NC (13 miles from Matthews, NC)
- 45+ days ago
teams on regulatory reporting requirements Leverage data analytics to identify trends, gaps and opportunities for program improvement Requirements Deep knowledge of the Advisers Act, insider trading, anti-money...
In PersonDemographic Data for Matthews, NC
Moving to Matthews, NC? Find some basic demographic data about Matthews, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Matthews, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Matthews, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Derivatives
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Juris Doctor
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Complaint Resolution
- Reimbursement
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Sales
- Project Management
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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