Compliance Manager Jobs in Pearl River, NY
Senior Compliance Officer, Control Room, Compliance
- TD Bank
- New York, NY (21 miles from Pearl River, NY)
- 5 hours ago
- New York, NY (21 miles from Pearl River, NY)
- 5 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In PersonSenior Compliance Manager, Fintech Banking Products New York, NY, USA
- Toast
- New York, NY (21 miles from Pearl River, NY)
- 12 hours ago
- New York, NY (21 miles from Pearl River, NY)
- 12 hours ago
Senior Compliance Manager, Fintech Banking Products Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage...
HybridCompliance Manager and Deputy BSA/AML Officer New York, NY, USA
- Coinbase Global
- New York, NY (21 miles from Pearl River, NY)
- 13 hours ago
- New York, NY (21 miles from Pearl River, NY)
- 13 hours ago
Compliance Manager and Deputy BSA/AML Officer Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world....
In PersonDirector, Compliance Monitoring and Oversight
- Airwallex
- New York, NY (21 miles from Pearl River, NY)
- 13 hours ago
- New York, NY (21 miles from Pearl River, NY)
- 13 hours ago
About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over...
In PersonGeneral Compliance Manager - Trade Survilience Jersey City, NJ, USA
- Moomoo US
- Jersey City, NJ (23 miles from Pearl River, NY)
- 13 hours ago
- Jersey City, NJ (23 miles from Pearl River, NY)
- 13 hours ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
In PersonSenior Lead Compliance Officer - Prime brokerage Compliance Executive Director
- Wells Fargo
- New York, NY (21 miles from Pearl River, NY)
- 15 hours ago
- New York, NY (21 miles from Pearl River, NY)
- 15 hours ago
Knowledge of rules and regulations applicable to short sales, securities lending, portfolio margining, listed options position limits, Large Options Position Reporting, electronic blue sheets, Regulation...
In PersonSenior Lead Compliance Officer - Swap Dealer Compliance Executive Director
- Wells Fargo
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
- New York, NY (21 miles from Pearl River, NY)
- 1 day ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. In this role, you will: Advise and challenge Front line...
In Person- Norm Ai
- New York, NY (21 miles from Pearl River, NY)
- 2 days ago
- New York, NY (21 miles from Pearl River, NY)
- 2 days ago
About Norm Ai Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables...
In PersonCompliance Manager and Deputy BSA/AML Officer
- Coinbase Global
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
Compliance Team is responsible for managing regulatory relationships and governance/oversight of compliance processes for Coinbase's U.S. consumer business, which includes BSA/AML, OFAC, and Consumer...
In PersonVice President, Business Compliance Officer - Wealth Compliance
- The Bank of New York Mellon
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
- New York, NY (21 miles from Pearl River, NY)
- 3 days ago
VP, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services...
In PersonSenior Compliance Manager, Fintech Banking Products
- Toast
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage customers, and keep employees happy. The Toast...
Hybrid- Flamingo
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
About Flamingo Flamingo is an award-winning body, hair, and care brand delivering high-performance, thoughtfully designed products at an accessible price. Since launching in 2018, we've become the...
In Person- Oliver James
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
Design, implement, and manage controls related to claims obligations, including Medicare Secondary Payer, Section 111 reporting, OFAC, market conduct, and other federal protocols....
In PersonSenior Compliance Officer, Product & Structured Transactions (MD)
- Guggenheim Partners
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
Position Summary Guggenheim Investments is currently seeking a Senior Compliance Officer to support the regulatory oversight of complex fixed income products and registered investment adviser...
In PersonCompliance Manager - Real Estate Secured Lending
- TD Bank
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
- New York, NY (21 miles from Pearl River, NY)
- 4 days ago
The Compliance Manager - Real Estate Secured Lending plays a critical role in ensuring adherence to regulatory requirements such as Regulations X, Z, SCRA, FCRA and FDPA and other consumer protection...
In PersonDemographic Data for Pearl River, NY
Moving to Pearl River, NY? Find some basic demographic data about Pearl River, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pearl River, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pearl River, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Loan Origination
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Sales
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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