Compliance Manager Jobs in Baldwin, NY
Senior Compliance Officer Monitoring and Testing
- TD Bank
- New York, NY (21 miles from Baldwin, NY)
- 2 hours ago
- New York, NY (21 miles from Baldwin, NY)
- 2 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In Person- TD Bank
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US) TD Bank 4.1 ( ) New York, NY for later Why you should apply for a job to TD Bank : Ranked as one of the...
In PersonDirector-Compliance : Head of Transaction Monitoring Coverage
- American Express
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...
In Person- GLG
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
- New York, NY (21 miles from Baldwin, NY)
- 1 day ago
Senior Manager, Compliance The Senior Compliance Manager will be part of our Americas Compliance team and will work closely with colleagues across the United States and globally....
In PersonDigital Content Compliance Coordinator (part-time)
- Nexstar
- New York, NY (21 miles from Baldwin, NY)
- 2 days ago
- New York, NY (21 miles from Baldwin, NY)
- 2 days ago
PIX11 News is seeking a meticulous and motivated Digital Content Compliance Coordinator to support a special project focused on auditing copyrighted video content across our digital platforms. The...
In Person Part TimeCompliance Officer New York, NY, USA
- Topstep
- New York, NY (21 miles from Baldwin, NY)
- 4 days ago
- New York, NY (21 miles from Baldwin, NY)
- 4 days ago
laundering ("AML"), know-your-customer ("KYC"), NFA and CFTC compliance, fraud prevention, payment processing compliance, and compliance with FTC regulations and consumer protection standards....
Remote- Tradeweb Markets Inc.
- New York, NY (21 miles from Baldwin, NY)
- 4 days ago
- New York, NY (21 miles from Baldwin, NY)
- 4 days ago
Company Description Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients - including the world's largest banks, asset...
Hybrid- Topstep
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
laundering ("AML"), know-your-customer ("KYC"), NFA and CFTC compliance, fraud prevention, payment processing compliance, and compliance with FTC regulations and consumer protection standards....
RemoteCompliance Officer-Credit Cards
- City National Bank
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
RemoteTrade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
- TD Bank
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
- New York, NY (21 miles from Baldwin, NY)
- 6 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation...
In PersonDirector - Compliance Officer (DFS 504)
- ING
- New York, NY (21 miles from Baldwin, NY)
- 7 days ago
- New York, NY (21 miles from Baldwin, NY)
- 7 days ago
Experience with Bank Secrecy Act (BSA)/Anti-money Laundering (AML) and Office of Foreign Assets Control (OFAC) regulations. Qualifications and Competencies Bachelor's degree preferred....
Hybrid- American Express
- New York, NY (21 miles from Baldwin, NY)
- 8 days ago
- New York, NY (21 miles from Baldwin, NY)
- 8 days ago
Strong understanding of BSA/AML, OFAC, and anti-bribery and corruption regulations. Proven ability to assess risk, implement controls, and collaborate across functions....
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- New York, NY (21 miles from Baldwin, NY)
- 9 days ago
- New York, NY (21 miles from Baldwin, NY)
- 9 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
In PersonIT Governance and Compliance Manager
- ConsultNet, LLC
- New York, NY (21 miles from Baldwin, NY)
- 10 days ago
- New York, NY (21 miles from Baldwin, NY)
- 10 days ago
Title: IT Governance and Compliance Manager Location : New York, New York Target Start Date : ASAP Type: Direct-hire Pay Rate / Salary: $160,000-170,000 The IT Governance and Compliance Manager is a...
In Person- Cushman & Wakefield
- New York, NY (21 miles from Baldwin, NY)
- 14 days ago
- New York, NY (21 miles from Baldwin, NY)
- 14 days ago
Job Title Finance & Compliance Director Job Description Summary Directs the Financial Control activities for a real estate services / facilities management Global Occupier Account. Services...
In PersonDemographic Data for Baldwin, NY
Moving to Baldwin, NY? Find some basic demographic data about Baldwin, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Baldwin, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Baldwin, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Accounting
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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