Compliance Manager Jobs in Fairdale, KY
- Sazerac
- Louisville, KY (10 miles from Fairdale, KY)
- 4 days ago
- Louisville, KY (10 miles from Fairdale, KY)
- 4 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (10 miles from Fairdale, KY)
- 4 days ago
- Louisville, KY (10 miles from Fairdale, KY)
- 4 days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridGovernment Compliance Coordinator
- Sazerac
- Jeffersonville, IN (15 miles from Fairdale, KY)
- 17 days ago
- Jeffersonville, IN (15 miles from Fairdale, KY)
- 17 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (13 miles from Fairdale, KY)
- 45+ days ago
- New Albany, IN (13 miles from Fairdale, KY)
- 45+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Fairdale, KY
Moving to Fairdale, KY? Find some basic demographic data about Fairdale, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fairdale, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fairdale, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Risk Analysis
- Financial Services
- Executive Management
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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