Compliance Manager Jobs in Wdm, IA
- Integrity Marketing
- Urbandale, IA (11 miles from Wdm, IA)
- 90+ days ago
- Urbandale, IA (11 miles from Wdm, IA)
- 90+ days ago
This position will work directly with the Chief Compliance Officer (CCO)/ Chief Operating Officer (COO) and will manage and oversee compliance related functions for Brokers International Financial...
In PersonDemographic Data for Wdm, IA
Moving to Wdm, IA? Find some basic demographic data about Wdm, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wdm, IA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wdm, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- Wealth Management
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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