Compliance Manager Jobs in Adel, IA
- Integrity Marketing
- Urbandale, IA (22 miles from Adel, IA)
- 90+ days ago
- Urbandale, IA (22 miles from Adel, IA)
- 90+ days ago
This position will work directly with the Chief Compliance Officer (CCO)/ Chief Operating Officer (COO) and will manage and oversee compliance related functions for Brokers International Financial...
In PersonDemographic Data for Adel, IA
Moving to Adel, IA? Find some basic demographic data about Adel, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Adel, IA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Adel, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Alternative Investments
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
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- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
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- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Word
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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