Compliance Manager Jobs in Lockhart, FL
Retirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Orlando, FL (6 miles from Lockhart, FL)
- 1 day ago
- Orlando, FL (6 miles from Lockhart, FL)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Orlando, FL (6 miles from Lockhart, FL)
- 1 day ago
- Orlando, FL (6 miles from Lockhart, FL)
- 1 day ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- Charles Schwab Corporation
- Orlando, FL (6 miles from Lockhart, FL)
- 3 days ago
- Orlando, FL (6 miles from Lockhart, FL)
- 3 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
In Person- Seaworld Parks & Entertainment
- Orlando, FL (6 miles from Lockhart, FL)
- 28 days ago
- Orlando, FL (6 miles from Lockhart, FL)
- 28 days ago
At SeaWorld, we're passionate about caring for animals. In fact, we've already rescued over 40,000 animals (and counting!). And we can save you from being stuck in just another job. Join us and...
In PersonSenior Vice President, Fraud Regulation and Compliance Manager
- The Bank of New York Mellon
- Lake Mary, FL (10 miles from Lockhart, FL)
- 60+ days ago
- Lake Mary, FL (10 miles from Lockhart, FL)
- 60+ days ago
Fraud Regulation and Compliance Manager At BNY, our culture allows us to run our company better and enables employees' growth and success....
In PersonDemographic Data for Lockhart, FL
Moving to Lockhart, FL? Find some basic demographic data about Lockhart, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lockhart, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lockhart, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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