Compliance Manager Jobs in Pomona, CA
Sr. Director Compliance Operations, Global Financial Crimes Compliance
- ADP
- San Dimas, CA (8 miles from Pomona, CA)
- 1 day ago
- San Dimas, CA (8 miles from Pomona, CA)
- 1 day ago
It requires an understanding of anti-money laundering (AML)/counter terrorism financing (CTF) laws and government regulations, as well as economic and trade sanctions requirements in the U.S. and internationally...
Hybrid- CTBC Investments Company, LTD
- Los Angeles, CA (24 miles from Pomona, CA)
- 3 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 3 days ago
Experience with lending-related regulations including: Home Mortgage Disclosure Act Community Reinvestment Act Truth in Lending/Regulation Z Real Estate Settlement Procedures Act Effective written,...
In PersonOnline Credit Enrichment Compliance Coordinator
- Options For Youth - San Bernardino County
- San Gabriel, CA (17 miles from Pomona, CA)
- 3 days ago
- San Gabriel, CA (17 miles from Pomona, CA)
- 3 days ago
Are you seeking an opportunity to impact students' lives positively? Do you believe that every student should have the opportunity for success? If so, Options For Youth (OFY) is the place for you!...
RemoteDirector, Compliance Delegation Oversight Clinical Auditing and Monitoring
- L.A. Care Health Plan
- Los Angeles, CA (24 miles from Pomona, CA)
- 4 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 4 days ago
Salary Range: $135,136.00 (Min.) - $175,676.00 (Mid.) - $216,218.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
In Person- Dabri, Inc.
- Los Angeles, CA (24 miles from Pomona, CA)
- 5 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 5 days ago
Job Description: Key Responsibilities Work with appropriate LACCD staff identifying applicability of state/federal prevailing wage requirements as well as providing state and federal prevailing...
In PersonTrade Compliance Officer IFE US
- Thales Group
- Irvine, CA (17 miles from Pomona, CA)
- 5 days ago
- Irvine, CA (17 miles from Pomona, CA)
- 5 days ago
Develop and maintain close relationships with regulatory bodies (i.e., BIS, OFAC, CBP) to be uptodate in terms of regulations and to have the appropriate contacts to solve and fix export control and...
Hybrid- Qcells
- Irvine, CA (17 miles from Pomona, CA)
- 6 days ago
- Irvine, CA (17 miles from Pomona, CA)
- 6 days ago
Manager (CRCM), Certified Risk Professional (CRP), Certified Anti-Money Laundering Specialist (CAMS), Certified Information Privacy Professional (CIPP), Certified Internal Auditor (CIA), Project Management...
RemoteAudit Compliance Manager - Diabetes
- Medtronic Inc.
- Los Angeles, CA (24 miles from Pomona, CA)
- 7 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 7 days ago
The Audit Compliance Manager is responsible for managing the compliance audit program, for internal, external and supplier audits at the Diabetes sites....
In PersonCompliance Officer/Compliance Auditing (Hybrid)
- First American Financial Corporation
- Santa Ana, CA (17 miles from Pomona, CA)
- 7 days ago
- Santa Ana, CA (17 miles from Pomona, CA)
- 7 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Hybrid- Farmers & Merchants Bank
- Lakewood, CA (20 miles from Pomona, CA)
- 7 days ago
- Lakewood, CA (20 miles from Pomona, CA)
- 7 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
In Person- Equitable Group Inc.
- Ontario, CA (10 miles from Pomona, CA)
- 10 days ago
- Ontario, CA (10 miles from Pomona, CA)
- 10 days ago
provide support for Bennington's Compliance program to ensure Bennington is compliant with all applicable governing legislation, regulations and internal corporate policies, including but not limited to anti-money...
In PersonCompliance AND Operations Manager
- Insight Global
- Los Angeles, CA (24 miles from Pomona, CA)
- 11 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 11 days ago
Insight Global is looking for a Compliance/Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer, you will be responsible for ensuring our firm's compliance with...
In PersonManager, Financial Compliance Audit, $10,000 SIGN ON BONUS
- L.A. Care Health Plan
- Los Angeles, CA (24 miles from Pomona, CA)
- 12 days ago
- Los Angeles, CA (24 miles from Pomona, CA)
- 12 days ago
Salary Range: $117,509.00 (Min.) - $152,762.00 (Mid.) - $188,015.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
In Person- Katalyst Healthcares and Life Sciences
- Irvine, CA (17 miles from Pomona, CA)
- 15 days ago
- Irvine, CA (17 miles from Pomona, CA)
- 15 days ago
More Results Regulatory Affairs Manager Employer Katalyst Healthcares and Life Sciences Location East Irvine, California, US Salary Competitive Closing date Jan 15, 2026 View more categories View...
In PersonSenior Mortgage Compliance Officer
- TEKsystems
- Irvine, CA (17 miles from Pomona, CA)
- 19 days ago
- Irvine, CA (17 miles from Pomona, CA)
- 19 days ago
About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over...
In PersonDemographic Data for Pomona, CA
Moving to Pomona, CA? Find some basic demographic data about Pomona, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pomona, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pomona, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Derivatives
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Risk Analysis
- Financial Services
- Resolution
- Cash Management
- Complaint Resolution
- Reimbursement
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Sales
- Project Management
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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