Compliance Manager Jobs in Monroe, NC
- Charlotte, NC (20 miles from Monroe, NC)
- 15 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 15 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Manager, Compliance Management Reporting
- Charlotte, NC (20 miles from Monroe, NC)
- 11 hours ago
- Charlotte, NC (20 miles from Monroe, NC)
- 11 hours ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $86,840 - $130,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager - Compliance, U.S. Consumer
- Charlotte, NC (20 miles from Monroe, NC)
- 22 hours ago
- Charlotte, NC (20 miles from Monroe, NC)
- 22 hours ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Sr. Manager, Compliance & Risk (ECRM)
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
Company Description Achieve is a leading digital personal finance company. We help everyday people move from struggling to thriving by providing innovative, personalized financial solutions. By...
Remote WorkCompliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, Annual Plan Development, Monitoring, and Reporting (US)
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Lead Compliance Officer - Structured Products Group
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
Experience executing compliance activities related to Structured Products origination, syndications and lending. Knowledge of CFPB and consumer lending regulatory frameworks....
Lead Compliance Officer - Regulatory Librarian Team
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 4 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Lead Compliance Officer - Macro Sales and Trading Compliance Team
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Compliance Manager - Complaint Resolution
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
The Compliance Manager is required to ensure recommended outcomes to client complaints and errors are appropriate, and that FINRA filings are made when applicable....
Director - Compliance (Privacy)
- Charlotte, NC (20 miles from Monroe, NC)
- 11 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 11 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Regulatory Change Management)
- Charlotte, NC (20 miles from Monroe, NC)
- 11 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 11 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Financial Regulatory Reporting Manager
- Charlotte, NC (20 miles from Monroe, NC)
- 12 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 12 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (20 miles from Monroe, NC)
- 12 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 12 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Demographic Data for Monroe, NC
Moving to Monroe, NC? Find some basic demographic data about Monroe, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Monroe, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Monroe, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Laboratory Information Management System
- Fixed Income
- Internal Control
- Quality Systems
- Capital Markets
- USDA
- Environmental Compliance
- Securities and Exchange Commission
- Lending
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- FDA Regulations
- Resolution
- Reimbursement
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Microsoft Outlook
- Policy Administration
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Reporting
- Mentoring
- Investigation
- Interpersonal Skills
- Filing
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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