Compliance Manager Jobs in Garden City South, NY
- New York, NY (18 miles from Garden City South, NY)
- 14 hours ago
- New York, NY (18 miles from Garden City South, NY)
- 14 hours ago
What will you do? Providing advisory and monitoring activities in support of Investment Banking, Equity Sales and Trading, Research distribution, and Equity Research coverage/production; Building...
US Seasonal Tax-Global Compliance and Reporting-Manager
- New York, NY (18 miles from Garden City South, NY)
- 15 hours ago
- New York, NY (18 miles from Garden City South, NY)
- 15 hours ago
Location: Anywhere in Country At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkDirector, Compliance - Testing Team Lead, TD Securities
- New York, NY (18 miles from Garden City South, NY)
- 16 hours ago
- New York, NY (18 miles from Garden City South, NY)
- 16 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $180,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (18 miles from Garden City South, NY)
- 18 hours ago
- New York, NY (18 miles from Garden City South, NY)
- 18 hours ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
- New York, NY (18 miles from Garden City South, NY)
- 19 hours ago
- New York, NY (18 miles from Garden City South, NY)
- 19 hours ago
Job Level: Technical Leadership-T2 Job Description: Being part of the Royal Canin Regulatory Affairs department, specifically within the Global Market Access Strategy team, this role is essential...
Advisory Compliance Officer Fixed Income Business Line Compliance
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
Advisory Compliance Officer Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
Grant Thornton is seeking a Senior Director of Compliance to join the team. Approved office locations can be found below. + This role will focus on developing, enhancing, and managing a global...
Financial Crimes Compliance Officer
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
Furthermore, you will lend your skills to assist in the overall development of the AML/CFT and sanctions programme....
Senior Compliance Officer (Collective Trust & Broker Dealer Expertise)
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
- New York, NY (18 miles from Garden City South, NY)
- 1 day ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
- New York City, NY (19 miles from Garden City South, NY)
- 2 days ago
- New York City, NY (19 miles from Garden City South, NY)
- 2 days ago
The GFCCP organization is seeking a highly experienced Anti-Money Laundering (AML) compliance professional to partner with the BCDC to manage financial crime-related risks and ensure product compliance...
Director, Compliance - Conflicts Manager, Global Control Room
- New York, NY (18 miles from Garden City South, NY)
- 3 days ago
- New York, NY (18 miles from Garden City South, NY)
- 3 days ago
Banking, Mergers and Acquisitions, and other business units within TD Securities and TD Bank as needed Oversee the design, implementation, and continuous improvement of conflict management frameworks...
Revenue Compliance Coordinator
- New York, NY (18 miles from Garden City South, NY)
- 3 days ago
- New York, NY (18 miles from Garden City South, NY)
- 3 days ago
About Ropes & Gray Ropes & Gray is a preeminent global law firm. The firm has been ranked in the top three on The American Lawyer's prestigious A-List for eight consecutive years and #1 on...
Associate Regulatory Affairs Manager Beauty & Wellbeing and Personal Care
- Hoboken, NJ (20 miles from Garden City South, NY)
- 4 days ago
- Hoboken, NJ (20 miles from Garden City South, NY)
- 4 days ago
ABOUT UNILEVER INTERNATIONAL Unilever International is Unilever's White Space Arm! of Unilever. With a TO of 1.4 billion it is 6th largest, most profitable, among fastest growing (Double digit...
Benefits Compliance Director (Retirement Funds)
- New York City, NY (19 miles from Garden City South, NY)
- 5 days ago
- New York City, NY (19 miles from Garden City South, NY)
- 5 days ago
Title: Benefits Compliance Director Location: NYC Schedule: Hybrid 2 days onsite ***Must have experience with Retirement Plans or Pension Plans, along with strong communication skills. Individual...
Control Room & Employee Compliance Officer
- Jersey City, NJ (23 miles from Garden City South, NY)
- 6 days ago
- Jersey City, NJ (23 miles from Garden City South, NY)
- 6 days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Demographic Data for Garden City South, NY
Moving to Garden City South, NY? Find some basic demographic data about Garden City South, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Garden City South, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Garden City South, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Automated Clearing House
- Loss Control
- BSA
- Private Banking
- 21 CFR 820
- Know Your Customer
- OFAC
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Internal Control
- Investment Banking
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Financial Services
- Business Processes
- Due Diligence
- Executive Management
- Complaint Resolution
- Resolution
- Business Administration
- Change Management
- Reimbursement
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Verbal Communication
- Accounting
- Auditing
- Investigation
- Collaboration
- Interpersonal Skills
- Mentoring
- Documentation
- Coaching
- Filing
- Employee Development
- Reporting
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Policy Development
- Project Management
- Microsoft Office
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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