Compliance Manager Jobs in Newport Beach, CA
- Irvine, CA (11 miles from Newport Beach, CA)
- 2 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 2 days ago
Description Job Overview: The Compliance Team Coordinator (HOA Compliance Specialist) will be responsible for assisting the Compliance Team Manager with all tasks associated with tracking the...
- Irvine, CA (11 miles from Newport Beach, CA)
- 3 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 3 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (10 miles from Newport Beach, CA)
- 8 days ago
- Santa Ana, CA (10 miles from Newport Beach, CA)
- 8 days ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Regulatory Reporting Manager, 12 Month FTC
- Newport Beach, CA
- 10 days ago
- Newport Beach, CA
- 10 days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
Temporary Part Time Public Health Policy & Compliance Coordinator
- Irvine, CA (11 miles from Newport Beach, CA)
- 12 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 12 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Temporary Part Time Public Health Policy & Compliance Coordinator University of California Irvine
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 13 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Information Security Compliance Manager
- Irvine, CA (11 miles from Newport Beach, CA)
- 21 days ago
- Irvine, CA (11 miles from Newport Beach, CA)
- 21 days ago
Information Security Compliance Manager will lead and act as the key point of contact regarding Korean SOX (KSOX) activity for Information Protection Department (IPD)....
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (12 miles from Newport Beach, CA)
- 28 days ago
- Foothill Ranch, CA (12 miles from Newport Beach, CA)
- 28 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Demographic Data for Newport Beach, CA
Moving to Newport Beach, CA? Find some basic demographic data about Newport Beach, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Newport Beach, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Newport Beach, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Laboratory Information Management System
- Fixed Income
- Internal Control
- Quality Systems
- Capital Markets
- USDA
- Environmental Compliance
- Securities and Exchange Commission
- Lending
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- FDA Regulations
- Resolution
- Reimbursement
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Microsoft Outlook
- Policy Administration
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Reporting
- Mentoring
- Investigation
- Interpersonal Skills
- Filing
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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