Compliance Analyst Jobs in Brooklyn, NY
- Topstep
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
The Compliance Officer is responsible for managing Topstep's core compliance program, ensuring adherence to applicable laws, regulations, and internal policies governing its proprietary trading...
RemoteTrade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
- TD Bank
- New York, NY (3 miles from Brooklyn, NY)
- 2 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 2 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
In PersonGeneral Counsl and Chief Compliance Officer, and Secretary of the Board of Trustees
- Fairleigh Dickinson University
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 2 days ago
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 2 days ago
Job Order Number: DF0364296 Job Title: General Counsl and Chief Compliance Officer, and Secretary of the Board of Trustees Company: Fairleigh Dickinson University Location: Teaneck, NJ Salary:...
In PersonSenior Compliance Associate New York, NY, USA
- Paxos
- New York, NY (3 miles from Brooklyn, NY)
- 2 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 2 days ago
Senior Compliance AssociateAbout Paxos Today's financial infrastructure is archaic, expensive, inefficient and risky - supporting a system that leaves out more people than it lets in. So we're...
In PersonPortfolio & Trading Compliance Officer, Mercer Investments
- Marsh
- New York, NY (3 miles from Brooklyn, NY)
- 4 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 4 days ago
We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of working at least three days a week...
HybridGlobal Advisory, Legal & Compliance Analyst, NY
- Rothschild
- New York, NY (3 miles from Brooklyn, NY)
- 4 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 4 days ago
About Us Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our...
In Person- Actalent
- Edison, NJ (24 miles from Brooklyn, NY)
- 5 days ago
- Edison, NJ (24 miles from Brooklyn, NY)
- 5 days ago
Job Title: Regulatory Affairs Specialist We are seeking an experienced Regulatory Affairs Specialist to join our team. This role involves reviewing and maintaining supplier documentation for all...
Remote- Fairleigh Dickinson University
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 8 days ago
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 8 days ago
Job Summary: The General Counsel and Chief Compliance Officer is a senior leadership position and encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all...
In PersonGeneral Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees
- Fairleigh Dickinson University
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 9 days ago
- Teaneck, NJ (13 miles from Brooklyn, NY)
- 9 days ago
The General Counsel and Chief Compliance Officer is a senior leadership position and encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of...
In PersonGeneral Counsel and Chief Compliance Officer
- URI
- New York, NY (3 miles from Brooklyn, NY)
- 9 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 9 days ago
ORGANIZATIONAL OVERVIEW Urban Resource Institute (URI) is a dynamic, innovative, and well-respected organization founded in 1980 that transforms the lives of domestic violence survivors and...
In PersonConsumer Protection Litigation and Compliance Associate
- Manatt, Phelps & Phillips, LLP.
- New York City, NY (1 mile from Brooklyn, NY)
- 13 days ago
- New York City, NY (1 mile from Brooklyn, NY)
- 13 days ago
to Facebook to LinkedIn to X Consumer Protection Litigation and Compliance Associate Department: Consumer Protection Job Number: 1046 Offices: Washington, D.C. Description Manatt, Phelps &...
In PersonFinancial Crime Compliance Associate
- Nomura
- New York, NY (3 miles from Brooklyn, NY)
- 13 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 13 days ago
Corporate Title: Associate Department: Compliance Location: New York The base pay range for this position at commencement of employment is expected to be between $100K and $140K per year* Company...
In PersonProduct Compliance Associate Director
- Harri.com
- New York, NY (3 miles from Brooklyn, NY)
- 16 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 16 days ago
Background It's a great time to join Harri Technologies as we revolutionize the hospitality industry with our cutting-edge technology solutions for workforce management. We're an innovative,...
In PersonOperations and Compliance Associate
- Manhattan Charter School for Curious Minds
- New York City, NY (1 mile from Brooklyn, NY)
- 20 days ago
- New York City, NY (1 mile from Brooklyn, NY)
- 20 days ago
The Operations & Compliance Associate plays a critical role in ensuring the smooth day-to-day administrative and financial operations of the charter school network. This associate-level position...
In Person- New York City, NY
- New York, NY (3 miles from Brooklyn, NY)
- 21 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 21 days ago
APPLICANTS MUST BE PERMANENT IN THE CONTRACT SPECIALIST OR PROCUREMENT ANALYST OR REACHABLE IN EITHER TITLES' CIVIL SERVICE LISTS*. The New York City Commission on Human Rights (CCHR) works every...
In PersonDemographic Data for Brooklyn, NY
Moving to Brooklyn, NY? Find some basic demographic data about Brooklyn, NY below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Brooklyn, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Brooklyn, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Equity Research
- 21 CFR 820
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- Internal Audits
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- ISO 13485
- Capital Markets
- Internal Control
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Investment Management
- Financial Services
- Due Diligence
- Medical Device Sales
- FDA Regulations
- Resolution
- Product Development
- Strategy Development
- Reimbursement
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Research Skills
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills