Compliance Manager Jobs in Charlotte, NC

1-15 of 26 Jobs

Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Senior Lead Compliance Officer - Municipal Products Group

  • Charlotte, NC
  • 2 days ago
  • Charlotte, NC
  • 2 days ago

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...

Safety & Compliance Coordinator

  • Charlotte, NC
  • 3 days ago
  • Charlotte, NC
  • 3 days ago

Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....

Servicing Compliance Manager

  • Charlotte, NC
  • 4 days ago
  • Charlotte, NC
  • 4 days ago

Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....

Lead Compliance Officer

  • Charlotte, NC
  • 6 days ago
  • Charlotte, NC
  • 6 days ago

, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....

Lead Compliance Officer - Regulatory Change & Inventory Management

  • Charlotte, NC
  • 9 days ago
  • Charlotte, NC
  • 9 days ago

, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....

Director - Compliance

  • Charlotte, NC
  • 10 days ago
  • Charlotte, NC
  • 10 days ago

We have an exciting opportunity for a Compliance Director to join our team at Ameriprise! The Compliance Director will lead the Ameriprise Compliance Supervisory Controls Unit and Policy Support...

Compliance Director

  • Charlotte, NC
  • 13 days ago
  • Charlotte, NC
  • 13 days ago

(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....

Chief Compliance Officer

  • Charlotte, NC
  • 15 days ago
  • Charlotte, NC
  • 15 days ago

. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...

Sr. Director, Compliance Advisory

  • Charlotte, NC
  • 22 days ago
  • Charlotte, NC
  • 22 days ago

the Product and Operations teams on the development of products, services, and processes to build compliance into the products from the start Have a strong command of critical deposit, open-ended lending...

Senior Lead Compliance Officer

  • Charlotte, NC
  • 30+ days ago
  • Charlotte, NC
  • 30+ days ago

, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....

Executive Assistant & Compliance Coordinator

  • Charlotte, NC
  • 30+ days ago
  • Charlotte, NC
  • 30+ days ago

This position offers growth opportunities, including potential advancement to Compliance Manager or Training & Operations Director as the agency expands....

Audit Manager - Compliance

  • Charlotte, NC
  • 30+ days ago
  • Charlotte, NC
  • 30+ days ago

, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....

Lead Compliance Officer - Reporting

  • Charlotte, NC
  • 30+ days ago
  • Charlotte, NC
  • 30+ days ago

, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....

Training & Compliance Supervisor (M&O)

  • Charlotte, NC
  • 30+ days ago
  • Charlotte, NC
  • 30+ days ago

Key Responsibilities Understand applicable policies, procedures, and regulations and work with management to ensure that all employees are trained to standard Work with the General Manager to...

Demographic Data for Charlotte, NC

Moving to Charlotte, NC? Find some basic demographic data about Charlotte, NC below.


Local
National
955,169
29,300
Large

Compliance Manager Online Courses and Training Opportunities

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Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Salary for Compliance Manager Jobs in Charlotte, NC

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHire research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Charlotte, NC offer the following education background
Bachelor's Degree
43.8%
Master's Degree
26.1%
High School or GED
9.1%
Associate's Degree
7.7%
Vocational Degree or Certification
5.7%
Doctorate Degree
5.5%
Some College
1.9%
Some High School
0.3%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Charlotte, NC
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%